U.S. DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE Public Health Service Office of the Assistant Secretary for Health Office on Smoking and Health The Health Consquences of SMOKING CtEVV Publication No. (f+t?d 79-50065 U.S. DEPARTMENT OF HEALTH, EDUCATION. AND WELFARE Public Health Service Office of the Assistant Secretary for Health Office on Smoking and Health Rockville, Md. Maryland 20857 The Honorable Thomas P. O'Neill Speaker of the House of Representatives Washington, D.C. 205 15 Dear Mr. Speaker: As required by Section 8(a) of the Public Health Cigarette Smoking Act of 1969, I am submitting the 1977-1978 report on the health consequences of smoking. The report includes the "Bibliography on Smoking and Health-l 976," the "Bibliography on Smoking and Health-1977," and "The Health Consequences of Smoking, 1977- 1978."* The report bears a 2-year designation in order to return the series to an annual timetable which was altered because of the time required for the clearance processing of the 1976 report. The Bib- liographies are prepared annually and routinely to reflect the new acquisitions to the smoking and health data base which operates at a cost of $200,000.00 per year; the health consequences of smoking report, which is a review of this new current information and pre- pared specifically for Congress, this year cost $9,800.00. "The Health Consequences of Smoking, 1977-1978" includes re- cently published data from three classic prospective studies of the mortality resulting from cigarette smoking. These studies, involving almost one and a half million persons, continue to document excess mortality among smokers as compared to nonsmokers. This part of the report also includes data on the established risks of low birth weight and increased perinatal mortality for offspring of women who smoke during pregnancy. In addition, the new evi- dence is reviewed that shows not only a high rate of heart attacks among women who smoke cigarettes, but that this effect is particu- larly critical in women who use oral contraceptives. The data in this report indicate that former smokers show lower death rates than continuing smokers and within 10 to 15 years after quitting come close to the low rates of those who never smoked. One study supports previous evidence that there is a partial solution to the health problem in the use of cigarettes with lower emissions of "tar" and nicotine. As a result of public demand and a responsive industry, there has been over recent years a continuing decline in the emissions of "tar" and nicotine in cigarettes in use. The data in this report and in previous annual reviews of the health consequences of smoking have established cigarette smoking as a habit responsible for an overwhelming level of premature death and disability in this country. To reduce this preventable and costly -- *The bibliographies have been published as DHEW Publicati%%mber (CDCj 38-8309, January and February 1978. mortality and morbidity, this Department recently announced a new antismoking program. The program is one of public education, regulation, and research with special emphasis on children, teenagers, and young women, and on occupations where smoking increases risks from occupational exposure. In undertaking this program, I have invited the coopera- tion of the major broadcast networks, State and local school offi- cials, the major corporations of this Nation, State Governors and legislators, the Federal Trade Commission, the Federal Communi- cations Commission, the Civil Aeronautics Board, and others whose involvement and cooperation are crucial to the success of this pro- gram. In response to the evidence linking the combined use of oral contraceptives and cigarette smoking, the Food and Drug Admin- istration, Public Health Service, HEW, has recently required that a warning statement to that effect accompany oral contraceptives as they are distributed to those who use them. To provide leadership and to coordinate this program, an Office on Smoking and Health has been established in the Office of the Assistant Secretary for Health. As one of its first tasks, this Office will coordinate the pro- duction of a comprehensive document which reviews not only the biomedical but also the behavioral and control data about smoking and its effects on health. The report will be submitted to Congress in January 1979. As the principal health officials of this government, the Surgeon General and I are committed to fulfilling our responsibilities to pro- vide information and direction to permit American citizens to make genuinely free choices about smoking and their own health. In this regard and as I am required by P.L. 91-222 to make such legislative recommendations that I deem appropriate based on the scientific data about the impact of smoking on health, I will submit within the year a legislative package which I hope will meet with your approval. With appropriate coordination of legislative action and program, we can solve this difficult and important public health problem. Enclosures Identical letter sent to The Honorable Walter F. iMondale . . . ul Preface This tenth report to the Congress on the health consequences of smoking discusses the special problems incurred by women who smoke and presents recently published overall mortality data on smoking. Smoking was first recognized as a health problem in the 1930's, when a sharp increase was noted in lung cancer rates for men. No similar increase was noted for women at that time for several rea- sons. First, as a group, women did not start smoking when men did, since such behavior was socially unacceptable for women at that time. Consequently, until the last decade, there were insuffi- cient numbers of women who had smoked for a long enough period of time to provide the size population necessary for meaningful research. In recent years, however, the same health risks to men as a re- sult of smoking have been documented for women who smoke. These include cardiovascular disease, lung cancer, cancer of other specific sites, bronchitis, and emphysema. These diseases occur among smokers at rates far greater than those of nonsmokers. Ad- ditionally, women have been found to incur unique risks for them- selves and for their offspring. For example, women over 30 years of age who smoke and use oral contraceptives have substantially higher risks of myocardial infarction. Moreover, the offspring of women who smoke during pregnancy face greater risks of perinatal mortal- ity and low birth weight. Further understanding of the mechanisms involved in these health consequences continues to evolve. Three large prospective epidemiologic studies demonstrate that overall mortality rates for cigarette smokers are approximately 70 percent higher than those for nonsmokers. These studies also docu- ment a decrease in overall mortality rates for those who quit smok- ing, provided they were not ill at the time of cessation. There is about a 15 percent reduction in overall mortality risk for smokers of low "tar" and nicotine cigarettes (less than 17.6 mg. "tar" and less than 1.2 mg. nicotine) compared to those who smoke high "tar" and nicotine cigarettes (25.8-35.7 mg. "tar" and 2.0-2.7 mg. nicotine). Several publications have become available .since the last report to Congress which review the social, behavioral, legislative, and health issues related to smoking. A recently published paper by Daniel Horn, Ph.D., as part of his work with the World Health Organization, discusses the major barriers to be overcome if further progress is to be made against the threat of smoking to health, A copy is included as Appendix A to this report. Two other publica- tions of note include the U.S. Public Health Service's "Proceedings of the Third World Conference on Smoking and Health, 1975," DHEW Publication No. (NIH) 77-1413, 1977, Volumes I and II, and the World Health Organization's "Smoking and Its Effects on Health," Technical Report Series No. 568, Switzerland, 1975. Table of Contents Page Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv. Table of Contents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vi Preparation of the Report and Acknowledgments . . . . . . . . . . . . xlll Chapter 1. Smoking-Related Health Problems Unique to Women . . . . . . . . . . . . . . . . . . . . . . . . . . Xvii Introduction. . , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Effects of Smoking on the Outcome of Pregnancy . . . . . . . . . ,l Smoking and Birth Weight . . . . . . . . . . . . . . . . . . . . . . . . . 1 Smoking and Perinatal Mortality . . . . . . . . . . . . . . . . . . . . T Long-Term Effects on Physical and Intellectual Development . . . . . . . . . . . . . . . . . . . . . . . 8 Carbon Monoxide and Carboxyhemoglobin Levels in Maternal and Fetal Circulation and the Possible Mechanisms of Smoking Effects on Pregnancy . . . . . . . . . . . . p Smoking and Its Effects on Cardiovascular Disease Among Women Taking Oral Contraceptives . . . . . . . . . . . . . .13 Effects of Cigarette Smoking on Lactation . . . . . . . . . . . . . . . 15 What Women Know About Smoking and Pregnancy . . . . . . . 15 Summary of Smoking-Related Health Problems Unique to Women . . . . . . . . . . . . . . . . . . . . . . . . . .17 References . . . . . . . . . . . . . . . . . , . . . . . . . . . . . , . . . .X . . . .18 Chapter 2. Smoking and Overall Mortality. ............. -21 Introduction......................................2 2 Measuring Mortality ................................ ?4 Mortality Ratios ................................ .24 Differences in Mortality Rates ..................... .24 Excess Deaths .................................. .24 vi Life Expectancy ........... Description of the Studies .......................... .25 The American Cancer Society Study ................ .25 TheU.S.VeteransStudy ......................... .26 The British Doctors Study ........................ .26 Overall Mortality and Cigarette Smoking ............... .27 Number of Cigarettes Smoked ..................... .27 Age Began Smoking ............................. ..2 8 Inhalation Practice .............................. .29 "Tar" and Nicotine .............................. 29 Ex-Smokers .................................... ..3 2 PipeandCigarSmoking ............................ .38 Summary of Smoking and Overall Mortality .............. 44 References ..................................... ..4 5 Appendix.. .............................. ..1.....4 7 . s Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ..*....... Figure 1. Figure 2. CHAPTER 1 List of Figures Risks of selected pregnancy complications for smoking and nonsmoking mothers, by period of gestational age at delivery for A, abruptio placentae, B, placenta previa, C, premature rup- ture of membranes (PROM) . . . . . . . . . . . . . . . . .6 Number of cigarettes normally smoked per day compared with COHb level at time of sampling in 93 pregnant women. $ = mean and range of COHb levels for 129 nonsmokers . . . - . , , . , . . . . 10 vii Figure 3. - Oxyhemoglobin saturation curves of human maternal and fetal blood under control and steady-state conditions . . . . . . . . . . . . . . . . . . . . .I2 List of Tables Table 1 .- Adjusted rates and F ratios for maternal smoking and other important factors affecting birth weight, gestation, placental complications, and perinatal mortality . . . . . . . . . . . . . . . . . . . . .4 Table 2.- Perinatal mortality and selected pregnancy complications, by maternal smoking levels . . . . . . `7 Table 3 .- Stillbirths according to cause in relation to maternal smoking during pregnancy . . . . . . . . . . .8 Table 4.- Estimated annual mortality rate per 100,000 women from myocardial infarction and throm- boembolism, by use of oral contraceptives, smoking habits, and age (in years) . . . . . . . . . . . .I4 Table 5.- Estimated relative risks of nonfatal myocardial infarction, by use of oral contraceptives and cigarette smoking . . . . . . . . . . . . . . . . . . . . . . . . .14 CHAPTER 2 List of Figures Figure l.- Annual probability of dying for current cigarette smokers, ex-smokers who quit less than 5 years ago, and never smokers, ages 55-64 . . . . . . . . . . . . . . . . . . . . . . . . ..B... 34 Figure 2.- Annual probability of dying for current cigarette smokers, ex-smokers who quit 5-9 years ago, and never smokers, ages 55-64 . . . . . . . . . . . . . . . . . . ..*............. 35 Figure 3.- Annual probability of dying for current cigarette smokers, ex-smokers who quit 10-14 years ago, and never smokers, ages 55-64 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...36 Figure 4.- Annual probability of dying for current cigarette smokers, ex-smokers who quit more than 15 years ago, and ex-smokers, agesSS-64 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .37 Table l.- Table 2.- Table 3.- Table 4.- Table 5.- Table 6.- List of Tables Age-adjusted mortality ratios for male cigarette smokers, by amount smoked, U.S. Veterans Study, 1954 cohort, 16 year follow-up . . . . . . . . . , . . . . . . . . . . . . . . . . .27 Mortality ratios for cigarette smokers, by number of cigarettes smoked per day, British Doctors Study . . . . . , . . . . . . . . . . . . . . . .28 Mortality ratios for male cigarette smok- ers, by age and number of cigarettes smoked per day, U.S. Veterans Study, 1954 cohort, 16year follow-up . . . . , . . . . . . . . .28 Age-adjusted mortality ratios for male cigarette smokers, by age began smoking, U.S. Veterans Study, 1954 cohort, 16 year follow-up . . . . . . . . . . . . . . . . . . . . . . . . . . .29 Age-adjusted mortality ratios for male cigarette smokers, by number of cigar- ettes smoked per day and age began smoking, U.S. Veterans Study, 1954 cohort, 16year follow-up . . . . . . . . . . . . . . . . . . .29 Mortality ratios for cigarette smokers, by inhalation practice, British Doctors Study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...29 ix Table 7.- Mortality ratios for all cigarette smokers in two time periods, by sex and "tar" and nicotine (T/N) content in cigarettes smoked . . . .30 Table 8.- Mortality ratios for smokers of low "tar" and nicotine (T/N) cigarettes and nonsmokers in two time periods, by sex .*a....*........... 31 Table 9.- Mortality ratios for all cigarette smokers and nonsmokers in two time periods, by sex and "tar" and nicotine (T/N) content of cigarettes smoked . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 Table lo.- Mortality ratios for ex-smokers who quit smoking on doctor's orders and for other reasons, by years since stopping, U.S. Veterans Study, 1954 cohort, l&year follow-up . . . . . . . .33 Table 1 1 .- Mortality ratios for ex-smokers who quit smoking on doctor's orders and for other reasons, by number of cigarettes smoked per day, U.S. Veterans Study, 1954 cohort, 16- year follow-up . . . . . . . . . . . . . . . . . . . . . . . . Table 12.- Mortality ratios for ex-smokers who quit smoking on doctor's orders and for other reasons, by age began smoking, U.S. Veterans Study, 1954 cohort, 16year follow-up . . . . . Table 13.- Mortality ratios for ex-smokers of cigarettes only, by years since stopping, number of cigarettes smoked per day, and age began smoking. U.S. Veterans Study 1954 cohort, 16-year follow-up . . . , . . . . . . . . . . . . . . . . . . . . .34 Table 14.-Mortality ratios for ex-smokers compared to nonsmokers, by number of years since stop ping and age, British Doctors Study . . . . . . . . . . .37 .33 .33 X Table 15 .- Age-adjusted mortality ratios for pipe-only, cigar-only, and cigarette-only smokers, U.S. Veterans Study, 1954 cohort, 16-year follow-up . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .38 Table 16.- Age-adjusted mortality ratios for current cigar Table 17. - Table 18. - smokers, by number of cigars smoked per day, U.S. Veterans Study, 1954 cohort, 16 year follow-up . . . . . . . . . . . . . . . . . . . . . . . . . . .39 Age-adjusted mortality ratios for current cigar smokers, by age began smoking, U.S. Veterans Study, 1954 cohort, 16-year follow-up . . . . . . . .39 Age-adjusted mortality ratios for current cigar smokers, by number of cigars smoked per day and age began smoking, U.S. Veterans Study, 1954 cohort, 16-year follow-up . . . . . . . , . . . . . .40 Table 19.- Age-adjusted mortality ratios for current pipe smokers, by number of pipefuls smoked per day, US. Veterans Study, 1954 cohort, 16 year follow-up , . . . . . . . . . . . , . . . . . . . . . . . . . . Table 20.- Age-adjusted mortality ratios for current pipe smokers, by age began smoking, U.S. Veterans Study, 1954 cohort, 16year follow-up . . . . . . Table 2 1 .- Age-adjusted mortality ratios for current pipe smokers, by number of pipefuls smoked per day and age began smoking, U.S. Veterans _ _ ^ -- 40 40 . . Study, 1954 cohort, 16-year tbllow-up . . . . . . . .41 Table 22.-Age-adjusted mortality ratios for current cigar smokers, by use of other types of tobacco, U.S. Veterans Study, 1954 cohort, 16year follow-up . . . . . . . . . . . . . . . , . . . . . . . . . . . . . * .4 1 Xi Table 23.- Age-adjusted mortality ratios for current pipe smokers, by use of other types of tobacco, U.S. Veterans Study, 1954 cohort, 16-year follow-up . . . . . . . . . . . . . . . . . . . . . . . . ...**.. 42 Table 24.-Age-adjusted mortality ratios for current cigar- ette smokers, by use of other types of tobacco, U.S. Veterans Study, 1954 cohort, 16-year follow-up . . . . . . . . . . . . . . . . . . . . . . . . . . ..s.. 42 Table 25.- Age-adjusted mortality ratios for all smokers, by type of tobacco used, British Doctors Study . .43 Xii Preparation of the Report and Acknowledgments PREVIOUS REPORTS Reviews of the scientific information linking smoking to health problems began in 1964 with the publication of Smoking and Health, Report of the Advisory Committee to the Surgeon General of the Public Health Service, subsequently referred to as the "Sur- geon General's Report." Thereafter, Public Law 89-92 was passed requiring supplemental reports to Congress on this subject, and the following three reports were published: 1. The Health Consequences of Smoking, A Public Health Service Review; I96 7. 2. The Health Consequences of Smoking, 1968 Supplement to the 1967 PHS Review, 3. The Health Consequences of Smoking, 1969 Supplement to the I967 PHS Review. Public Law 9 1-22 amended the previous law in April 1970 and required a comprehensive review within 18 months, with annual reports to be submitted thereafter. The result of this review was The Health Consequences of Smoking, A Report of the Surgeon General; 1971. Since then, the following annual reports on the health effects of smoking have been published: 1. The Health Consequences of Smoking, A Report of the Sur- geon General, 1972. 2. The Health Consequences of Smoking, 1973. 3. The Health Consequences of Smoking, 1974. 4. The Health Consequences of Smoking, 1975. 5. The Health Consequences of Smoking, A Reference Edition, 1976. Each report since the original "Surgeon General's Report" has reviewed the scientific literature relevant to the association between . . . XIII smoking and cardiovascular diseases, non-neoplastic bronchopul- monary diseases, and cancer. Smoking as related to the following diseases and conditions has been reviewed periodically in these reports: Allergy (1972) Exercise Performance (1973) Harmful Constituents of Cigarette Smoke (1972) Noncancerous Oral Disease ( 1969) Overview: The Health Consequences of Smoking (1975) Overview: The Health Consequences of Smoking (1976) Peptic Ulcer Disease (1967, 197 1, 1972, 1973) Pipe and Cigar Smoking (1973) Pregnancy (1967, 1969, 1971, 1972, 1973) Public Exposure to Air Pollution from Tobacco Smoke (1972, 1975) Tobacco Amblyopia (197 1) THE 1977- 1978 REPORT This publication, The Health Consequences of Smoking, 1977-l 978, contains the most recent data on the health effects of smoking unique to women and on the effects of smoking on overall mortal- ity. Although emphasis is on the most recent data, research from earlier years is included where necessary for clarity. The report was prepared in the following way by the staff of the National Clearinghouse for Smoking and Health, a division of the Bureau of Health Education, Center for Disease Control, Public Health Service : 1. The Technical Information Center of the Clearinghouse con- tinually monitors and collects the scientific literature on the health effects of smoking by means of several established mech- anisms: a. An information science corporation is under contract to Xiv extract articles on smoking and health from the scientific litera- ture of the world. b. The National Library of Medicine, through the MEDLARS system, provides a monthly listing of articles on smoking and health. Articles not provided by the information science cor- poration are obtained for review. c. Staff members review current medical literature and iden- tify pertinent articles. 2. Initial drafts for the present report were prepared by the staff of the National Clearinghouse and sent to experts in the content area for review and comment regarding the format, the appro- priateness of the articles selected for discussion, and conclusions. The drafts were then revised by the Clearinghouse to incorporate these comments. The final drafts of the complete report were reviewed by the National Cancer Institute, the National Heart, Lung, and Blood Institute, the National Institute of Environ- mental Health Sciences, the National Institute of ChiId Health and Human Development, and by additional experts both inside and outside the Public Health Service. ACKNOWLEDGEMENTS The National Clearinghouse for Smoking and Health Director, Dan- iel Horn, Ph.D., was responsible for the preparation of this report. Medical Staff Director was John J. Witte, M.D. The consulting and technical editors were Elvin E. Adams, M.D., and Susan J. Dillon, respectively. The Technical Information Office responsible for the literature collection was Donald R. Shopland. The professional staff has had the assistance and advice of the following experts in the scientific technical fields whose contribu- tions are gratefully acknowledged: AUERBACH, Oscar, M.D.-Senior Medical Investigator, Veterans Administra- tion Hospital, East Orange, New Jersey xv COHEN, Lawrence S., M.D.-Professor of Medicine, Chief of Cardiology, Yale University, School of Medicine, New Haven, Connecticut FITZPATRICK, Mark J., M.D., M.P.H.-Fairhaven, Massachusetts FRAZIER, Todd M.-Assistant Director, Center for Community Health and Medical Care, Harvard Medical School, Boston, Massachusetts KRETCHMER, Norman, M.D., Ph.D.-Director, National Institute of Child Health and Human Development, Bethesda, Maryland KRUMHOLZ, Richard A., M.D.-Medical Director, Institute of Respiratory Diseases, Kettering Medical Center, Kettering, Ohio LEVY, Robert I., M.D.-Director, National Heart, Lung, and Blood Institute, National Institutes of Health, Bethesda, Maryland MARINE, William M., M.D.-Professor and Chairman, Department of Pre- ventive Medicine and Comprehensive Health Care, University of Colorado Medical Center, Denver, Colorado McMILLAN, Gardner C., M.D.-Associate Director for Etiology of Arterio- sclerosis and Hypertension, National Heart, Lung, and Blood Institute, National Institutes of Health, Bethesda, Maryland MEYER, Mary B.-Associate Professor, The Johns Hopkins University, School of Hygiene and Public Health, Baltimore, Maryland NICHOLS, Ervin E., M.D.-Director, Practice Activities, American College of Obstetrics and Gynecology, Washington, D.C. PAFFENBARGER, Ralph S., Jr., M.D.-Epidemiologist, Resource for Cancer Epidemiology, San Francisco Bay Area, California State Department of Health, Berkeley, California PETERSON, William F., M.D.-Chairman, Department of Obstetrics and Gynecology, Washington Hospital Center, Washington, D.C. PETTY, Thomas L., M.D.-Professor of Medicine and Head, Division of Pul- monary Medicine, University of Colorado Medical Center, Denver, Colorado RALL, David P., M.D., Ph.D.-Director, National Institute of Environmental Health Sciences, Research Triangle Park, North Carolina REINKE, WiIliam A., Ph.D.-Professor, Department of International Health, The Johns Hopkins University, Baltimore, Maryland RENZETTI, Attilio D., Jr., M.D.-Professor of Medicine and Head, Pulmonary Disease Division, The University of Utah Medical Center, Salt Lake City, Utah SCHUMAN, Leonard M., M.D.-Professor and Head, Division of Epidemiology, School of Public Health, University of Minnesota, Minneapolis, Minnesota UPTON, Arthur C., M.D.-Director, National Cancer Institute, National Insti- tutes of Health, Bethesda, Maryland WYNDER, Ernest L., M.D.-President, American Health Foundation, New York City, New York Xvi Chapter 1 Smoking-Related Health Problems Unique to Women Contents Page Introduc~on...................................... 1 Effects of Smoking on the Outcome of Pregnancy . , . . . . . . . 1 Smoking and Birth Weight . . . , . . . . . . . . . . . . . . . . . . . . . 1 Smoking and Perinatal Mortality . . . . . . . . . . . . . . . . . . . . 2 Long-Term Effects on Physical and Intellectual Development , . . . . . . . . . . . . , . , . . , , . , . 8 Carbon Monoxide and Carboxyhemoglobin Levels in Maternal and Fetal Circulation and the Possible Mechanisms of Smoking Effects on Pregnancy . . . . . . . . . . . . 9 Smoking and Its Effects on Cardiovascular Disease Among Women Taking Oral Contraceptives . . . . . . . , . , . . . . . . . . . . 13 Effects of Cigarette Smoking on Lactation . . . . , . . . . . . . . . . 15 What Women Know About Smoking and Pregnancy . . . . . . . 15 Summary of Smoking-Related Health Problems Unique to Women . . . . . . . . . . . . . . . . . , . . . . . . . . . . . . . . . 17 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 xvii Chapter 1 Smoking-Related Health Problems Unique to Women INTRODUCTION Smoking habits and attitudes among women and teenage girls have differed in the past from the habits and attitudes among men and teenage boys. Women tended to smoke fewer cigarettes, were less likely to inhale, and were more likely to smoke low "tar" and nico- tine and filter-tipped brands. Surveys have indicated, however, that the smoking habits of women are becoming more like men's, Women are taking up the habit at an earlier age and have become heavier smokers. This has made them more vulnerable not only to lung cancer and other smoking-related diseases, but also to specific health problems that are unique to their sex. For example, research on the relationship between cigarette smoking and the outcome of pregnancy has established that there are definite risks to both the fetus and the mother associated with cigarette smoking during pregnancy. Moreover, women who use oral contraceptives are at greater risk of cardiovascular disease if they smoke cigarettes. There is also evidence that nicotine is present in the breast milk of lactat- ing mothers who smoke. The following is a review of the current information on these and other health consequences of smoking unique to women. EFFECTS OF SMOKING ON THE OUTCOME OF PREGNANCY There are definite health risks associated with smoking and preg- nancy, including effects on birth weight, perinatal mortality, and long-term physical and intellectual development of the child. This section reviews each of these subjects and also includes information about the likely mechanism of action of smoke and its contents on the mother and the products of conception. Smoking and Birth Weight In 1957, Simpson published her original finding that babies born to women who smoke during their pregnancy weigh on the average 200 grams (g) less than the babies born to women who do not smoke 1 (34). Since then, more than 100 articles on this relationship have led to the general acceptance that smokers' babies generally weigh 150 to 250 g less than nonsmokers' babies, and twice as many of the former weigh less than 2500 g (13). The 1973 report of The Health Consequences of Smoking presented evidence to support a causal association between cigarette smoking and fetal growth re- tardation (39). A strong dose-response relationship was also estab- lished in that report, with differences in weight being in direct pro- portion to the number of cigarettes smoked. The following additional points were summarized in the 1973 report to further support the causal association between cigarette smoking during pregnancy and lower birth weight: 1. Results are consistent in all studies, retrospective and pro- spective, from many different countries, races, cultures, and geographic settings. 2. The relationship between smoking and reduced birth weight is independent of other factors that influence birth weight, such as race, parity, maternal size, socioeconomic status, sex of child, and all others that have been studied. 3. If a woman gives up smoking by the fourth month of preg- nancy, her risks of delivering a low-birth-weight baby is similar to that of a nonsmoker. Subsequent to the 1973 report, additional reports have further discussed and corroborated the association between smoking in pregnancy and low birth weight (19, 25,33, 35). Smoking and Perinatal Mortality A strong, probably causal, association between cigarette smoking and higher late fetal and infant mortality rates among smokers' infants is now well established (38). Retrospective and prospective studies have revealed a statistically significant relationship between cigarette smoking and an elevated mortality risk among the infants of smokers. In three of these studies of sufficient size to permit ad- justment for other risk factors, a highly significant independent as- sociation between smoking and mortality was established. Part of the discrepancy in results between these studies and those in which a significant association between smoking and infant mortality was not demonstrated may be explained by a lack of adjustment for risk factors other than smoking. The 1973 report also presented evidence indicating that the higher relative risks occurred among populations with risk factors other than smoking being present, such as socioeconomic status, age, parity, race, and previous pregnancy history. 2 Since 1973, a series of articles by Meyer, et al. analyzed data from the Ontario Perinatal Mortality Study of all single births in ten Ontario teaching hospitals in 1960-61 (26, 27, 28). The study in- volved 5 1,490 births, including 701 fetal deaths and 655 early neo- natal deaths, and was supplemented by clinical records with inter- views of mothers in the hospital, interviews with anesthetists and attending physicians, and autopsy records (29). Perinatal mortality increased significantly with smoking and was also affected by such factors as maternal age, parity, socioeconomic status, previous pregnancy history, hemoglobin level, and other risk factors (29). Smoking frequencies also varied by many of these characteristics. Smoking and other risk factors were cross-tabulated among 52 data subgroups. In all subgroups, the mortality increase with smoking was dose related, but not in a simple, linear way. The increased risk of perinatal mortality associated with light smoking among young, low-parity, nonanemic mothers was less than 10 percent. At the other extreme, mothers with other risk factors of high parity, public hospital status, with previous low-birth-weight infants, or with hemoglobin less than 11 g had further increased perinatal mortality risks of 70- 100 percent when they were smokers. The most significant risk factor (mortality rate of 78 per 1,000 total births) was anemia, defined as a hemoglobin of less than 8.0 g. The failure of some earlier studies to find a significant increase in perinatal mortality with maternal smoking may be due to selection of study populations from the end of the spectrum, where light smoking is associated with only a slight increase in perinatal risk. This evidence points up how population selection could influence study findings and shows that exposure to the effects of smoking during pregnancy is much more dangerous for the babies of some women than for others. These findings are corroborated by a num- ber of studies in which fetal, neonatal, or perinatal mortality rates are compared for smoking and nonsmoking women, controlling for the effects of various risk factors previously mentioned (1, 12, 22, 36). Additional data were published in 1976- 1977 (26, 27) and re- vealed that frequencies of low birth weight (under 2500 g), preterm delivery (< 38 weeks), perinatal mortality, abruptio placentae, pla- centa previa, bleeding during pregnancy, and prolonged and pre- mature rupture of the membranes increased directly and signifi- cantly (p< 0.00001) as the level of maternal smoking increased (Tables 1 and 2). The 1976 paper used multiple regression analysis to measure the independent effect of smoking on the various risk factors. The probabilities of these complications were also com- pared (Figure 1). Risks of placenta previa and abruptio placentae were higher for smokers than for nonsmokers at all gestations, with 3 TABLE 1. Adjusted rates and F ratios for maternal smoking and other impor- tant factors affecting birth ,weight, gestation, placental complica. tions, and perinatal mortality Factor *Adjusted Rates of Outcome tF Ratio Maternal Smoking Level NOIIS < 1 Pack Per Day > 1 Pack Per Day Previous Pregnancy History No Prwious Pregnancy Previous Pregnancy, 0 Loss Previous Pregnancy, Loss Hospital Pay Status Private Public - Birth Weight < 2500 Grams Per 1000 Births 49.4 182.8 75.7 113.7 70.0 123.5 57.8 134.0 60.0 87.4 84.0 Gestation < 38 Weeks Per 1000 Births Maternal Smoking Level None 77.1 50.6 < 1 Pack Per Day 92.2 > ' Pack Per Day 115.9 Previous Pregnancy History No Previous Pregnancy 69.1 182.6 Previous Pregnancy, 0 Loss 85.7 Previous Pregnancy, Loss 193.9 Hospital Pay Status Private 78.9 120.3 Public 116.2 Placenta Previa Per 1000 Births Maternal Smoking None 6.5 11.7 < 1 Pack Per Day a.1 > 1 Pack Per Day 12.5 Previous Pregnancy History No Previous Pregnancy 8.8 14.4 Previous Pregnancy. 0 Loss 6.6 Previous Pregnancy, Loss 15.8 (Hospital pay status not a significant factor) 4 TABLE 1. Adjusted rates and F ratios for maternal smoking and other impor- tant factors affecting birth weight, gestation, placental complica- tions, and perinatal mortality (con/inu~d) ,",84d Smoking < 1 Pack Per Day > I Pack Per Day Previous Pregnancy History NO Previous Pregnancy Previous Pregnancy, 0 Loss Previous Pregnancy, Loss Hospital Pay Status Prwate Public Abruptio Placentae Per 1000 Births 16.4 17.1 20.3 27.6 18.8 25.6 17.6 37.4 17.5 20.7 25.0 Perinatal Mortality Per 1000 Births Maternal Smoking Rone < 1 Pack Per Day > 1 Pack Per Day Previous Pregnancy HistOW No Previous Pregnancy Previous Pregnancy, 0 Loss Previous Pregnancy, LOSS 23.5 8.4 28.2 31.8 23.1 97.4 23.6 68.7 Hospital Pay Status Private 23.3 44.2 Public 36.1 *Adjusted rates show independent effect of the factor given, adjusted for all other factors in regression. They are: maternal smoking, hospital pay status, mothers' bhthpla~, height, prepregnant weight, sex of child, previous pregnancy history, and age-parity. tF ratio degrees of freedom: numerator = number of subgroups -1, denominator = infhity. (All differencesshown are highly significant. F ratios indicate the relative importance of the factor.) SOURCE: Personal correspondence, based on data in Meyer, M.B., et al. (26). 0.02 - - 0 A 0.01 - - 0.006 0.008 0.004 - - 6I .s P 0.002 - - 2 9 z 0.001 = = 4 0.0006 ti 0.0006 t 0.0004 FIGURE l.-Risks of selected pregnancy complica- tions for smoking and nonsmoking mothers, by period of gestational age at delivery for A, abruptio pla- centae, B, placenta previa, C, premature rupture of membranes (PROM) SOURCE: Meyer M B et al. (27). --L -`--r-- ~. .-- 4 0.04-e t : I I I I I II I II I I I I I II I I I 20 24 28 32 36 40 44 Gestation: Weeks 0.004 - - .s B 0.001 - - & 0.0008 f 0.0006 8 $ 0.0004-- 6 g 0.0002-- % % t 0.0001 -L 0 El I Ill I I t I I I I I I I l Ill1 I I I I 20 24 28 32 36 40 44 Gestation: Weeks 6 0.1 0.06 0.06 0 C 0.001 0.0008 0.0008 g 0.0004 L z .g 0.0002 D 2 e 0. 0.0001 I I I I I I I I I I II I 1 I I I I I I I I I 20 24 28 32 36 40 44 Gestation: Waaks TABLE 2. Perinatal mort&ty and selected pregnancy complications, by maternal smoking levels Smoking level (packs per day) (rates per 1.000 total births) Outcome Perinatal Mortality Abruptio Placentae Placenta Previa Bleeding During Pregnancy Rupture of Membranes > 48 Hours Rupture of Membranes Only at Admission 0 23,358 Births) 23.3 28.0 16.1 10.6 6.4 8.2 116.5 141.6 15.8 23.3 30.3 39.3 &`s* Births) 2* X 33.4 27.8* 28.9 47.32 13.1 28.6* 180.1 201.9f 35.8 109.9f 45.0 45.7i o Cochran's chi square for trends. *p < 0.00001. SOURCE: Meyer, M.B.. et al. (27). 7 relatively larger differences in the earlier weeks of pregnancy. The risk of premature rupture of membranes was more than three times greater for smokers than for nonsmokers among deliveries that oc- curred before 34 weeks gestation and remained higher than the risk for nonsmokers through term (Figure 1C). A prospective investigation of 9,169 pregnant women was con- ducted by Goujard, et a.l. (15), and results showed a substantial increase in stillbirths among smokers. A large proportion of this increase was due to abruptio placentae. There were 100 stillbirths, classified into tive categories of causes: vascular, abruptio placen- tae, mechanical, miscellaneous (syphilis, Rh, malformations, etc.), and unknown (Table 3). The abruptio placentae category exclu- sively represented cases without toxemia, the one toxemic case being classified with the vascular causes. The higher proportion of smokers is significant for only two of the categories: abruptio placentae (p = 0.005) and unknown causes (p = 0.0005). Although the numbers were small, the risk of stillbirths by abruptio placentae is six times higher among smokers. TABLE 3. Stillbirths according to cause in relation to maternal smoking during pregnancy Comparison Number of Percent With Live Stillbirths Deliveries Smokers Births* Cause of Death: Vaaculer Abruptio Placentae Mechanical Miscellaneous (Syphilis, Rh, Malformations, . . .) Unknown Detailed Records Not 0~ 13 13 24 31 2s 46 15 :: p = 0.005 p = 0.0005 Available 5 TOTAL 100 2ti p = 0.0001 Livebirths 9069 i When p is not given, the difference is not significant. SOURCE: Goujard, J., et al. (15). 12 Long-Term Effects on Physical and Intellectual Development Three studies (6, 16, 40) report on long-term effects of smoking in pregnancy. Data from two of the studies presented below demon- strate an association between smoking during pregnancy and im- paired physical and intellectual development in the offspring. Additional reports further substantiate this association (10, 11). Butler and Goldstein (6) analyzed the National Child Develop- ment Study, a longitudinal study of 17,000 children born in Britain from March 3 to 9, 1958. The test procedures included a reading 8 test at the age of 7 years, and a mathematics test, a reading test, and a general ability test at the age of 11. At both ages the height of the child was also measured. Analyses at both ages were based on smoking habits of the mother after the fourth month of pregnancy Statistically significant differences in height and reading ability between smoking categories (0, l-9, or lO+ cigarettes daily) were found at both 7 and 11 years of age. When account was taken for such factors as mother's height, age, social class as determined by father's occupation, number of older and younger children in the household, and the sex of the child, there was a deficit of height and reading ability in the off- spring of mothers who smoked, the extent of which increased with the amount smoked. These results establish an association of smoking in pregnancy with later intellectual development, although the gap between child- ren of smokers (at all levels of smoking) and nonsmokers does not appear to change between the ages of 7 and 11 years. Smoking in pregnancy is associated with an impairment of both mental and physical growth, although compared with other social and biologi- cal factors, the effects are small. In the study by Wingerd and Schoen (40), the net effects of various factors on length at birth and height at 5 years were deter- mined in 3,707 single-born, white California children. Children of smoking mothers were found to be shorter (p< 0.001) at birth and at 5 years than children of nonsmoking mothers. (Intellectual de- velopment was not measured in this study.) In contrast to these results, Hardy and Mellits (16) found very few significant differences in a number of body measurements and intellectual functions up to the age of 7 years between children of smokers and nonsmokers. A possible explanation for this discre- pancy is that their sample was too small, and a weight-matched con- trol group could add a bias. Whereas the British study by Butler and Goldstein involved a sample size of over 5,000 children, Hardy and Mellits based their t'indings on only 88 matched pairs of children. Calculations by the authors of the British study show that with the small sample used by Hardy and Mellits there was only about a 20 percent probability of detecting statistically significant differences in the heights of children born to smoking and nonsmoking mothers. CARBON MONOXIDE AND CARBOXYHEMOGLOBIN LEVELS IN MATERNAL AND FETAL CIRCULATION AND THE POS- SIBLE MECHANISMS OF SMOKING EFFECTS ON PREGNANCY There is evidence to show that carboxyhemoglobin (COHb) levels are substantially elevated in pregnant women who smoke and may result in damage to placental and fetal blood vessels. Higher levels 9 of COHb in both fetal and maternal blood may also be a factor in the increased incidence of low birth weight of infants born to women who smoke. Cole, Hawkins, and Roberts (7) studies the smoking habits of a group of pregnant women and related these to the level of COHb in the circulating blood. A group of 222 patients attending antenatal clinics at a London hospital were questioned about their smoking habits. Ninety-three (42 percent) were smokers, and 129 (58 per- cent) were nonsmokers. Simultaneous maternal and cord blood samples were taken at normal delivery and at Caesarean section from 28 patients, and the COHb and fetal hemoglobin levels of the samples were measured. Results showed that women who smoke during pregnancy have a significantly higher level of COHb in their blood than women who do not smoke (p< 0.01). The mean COHb levels were 1.2 percent (range 0 to 2.4 percent) for the non- smokers and 4.1 percent (range 0.5 to 14 percent) for the smokers. There was a positive correlation betwen the number of cigarettes smoked on the day of sampling and the COHb level (correlation coefficient 0.82) (Figure 2). With the exception of two patients, FIGURE 2.-Number of cigarettes normally smoked per day compared with COHb level at time of sam- pling in 93 pregnant women. $ = Mean range of COHb levels for 129 nonsmokers 15 - o 10 20 30 40 Cigarettes Smoked Per Day SOURCE: Cole, P.V., et al. (7) 10 all the fetal COHb 1 evels were demonstrably higher than the re- spective maternal ones. The mean fetal/maternal COHb ratio was 1.84 to 1 (standard deviation ~0.85). Hemoglobin has a 210 times greater affmity for carbon monoxide (CO) than for oxygen. It is obvious, therefore, that cigarette smoking during pregnancy dimin- ishes the oxygen carrying capacity of both fetal and maternal blood. This affects maternal oxygenation by increased pulmonary venous admixture and diminishes the oxygen available to the fetus at the tissue level by its effect on fetal oxyhemoglobin dissociation. In a 1975 report by Dow, Rooney, and Spence (1 1), a signifi- cantly greater rise in COHb concentration in response to smoking a single cigarette was shown in pregnant women (3.9 percent increase) as opposed to nonpregnant women (2.1 percent increase). This was more pronounced when anemia was present (5.0 percent increase) and appeared to be inversely related to the hemoglobin concentra- tion. Three groups of women, all smokers, were selected for this study. The first group consisted of 10 normal, pregnant women late in the second trimester of pregnancy, with hemoglobin levels of over 11 g per 100 milliliters (ml). The second group consisted of 10 women also late in the second trimester but whose hemoglobin levels were less than 10 g/ 100 ml. Apart from anemia at the time of admission to the study, these patients were normal, The third group consisted of 10 normal, nonpregnant women with normal hemoglo- bin levels (over 11 g/l00 ml). The change in COHb was estimated spectrophotometrically in response to smoking the first cigarette of the morning, the women having rested for at least 30 minutes. A sample of venous blood was withdrawn before and 2 minutes after smoking the cigarette. The cigarettes were of a standard size and of a "non-mild" (i.e., not low "tar" and nicotine) variety. The women were instructed to take a puff every 40 seconds, inhaling as deeply as possible, to a total of 10 puffs. In the nonpregnant group, the mean rise in COHb concentration (&standard error of mean) was 2.1kO.2 percent. A significantly greater increase was found in the normal pregnant group (mean rise 3.950.4 percent; t=3.91; p40 I .a9 Nonsmokers 1 .oo Total 1.55 27 cigarette smokers compared to nonsmokers was 1.63 (Table 2). The mortality experience of U.S. veterans by age and the number of cigarettes smoked per day are presented in Table 3. Cigarette smok- ing appears to have a stronger effect on the mortality of younger smokers than on older smokers. The death rate for smokers in- creases with age, but since the risk of dying in general increases more rapidly with advancing age than the risk associated with smok- ing, the relative contribution of cigarette smoking to overall mor- tality decreases with time. This relationship is imperfectly demon- strated when mortality ratios are used. TABLE 2. Mortality ratios for cigarette smokers, by number of cigarettes smoked per day, British Doctors Study Number of Cigarettes Smoked Per Day Mortality Ratio Mixed (Cigarette / other) 1.21 1-14 1.41 15-24 1.51 >25 2.16 Nonsmokers 1 .oo Total 1.63 TABLE 3. Mortality ratios for male cigarette smokers, by age and number of cigarettes smoked per day, U.S. Veterans Study, 1954 cohort, 16- year follow-up Number of Cigarettes Smoked Per Day 30-34 3544 Age 45-54 5 5-64 65-14 None 1 .oo 1 .oo 1 .oo 1 .oo 1.00 < 10 1.94* 1.44 1.44 I .20 1.1s 10-20 1.27 1.79 1.64 1.49 1.30 21-39 1 .I6 2.23 2.10 1.67 1.42 >40 2.33.. 2.72 2.13 1.86 1.65 Total 1.52 1.95 1.83 1.53 1.32 *This f'igure is calculated on the basis of 140 individuals and nine deaths, which is why it may appear to be somewhat unstable. **This faure is calculated from 68 individuals and fwe deaths. Age Began Smoking The earlier one begins smoking, the more exposure that individual will have had to cigarette smoke at any subsequent age. In the U.S. Veterans Study, the overall mortality ratio for those men who be- gan smoking before the age of 15 was 1.86. This decreased to 1.32 for those who did not start smoking until after the age of 25 (Table 4). Table 5 presents the mortality ratios for males by number of cigarettes smoked per day and age began smoking. The lowest mor- tality ratio (1.36) was experienced by those men who smoked fewer 28 than 21 cigarettes per day and who were more than 20 years old when they began smoking. The highest mortality ratio (1.82) oc- curred among those who smoked more than 21 cigarettes per day and began smoking before the age of 20. TABLE 4. TABLE 5. Age adjusted mortality ratios for male cigarette smokers, by age be- gan smoking, U.S. Veterans Study, 1954 cohort, 16-year follow-up Age Began Smoking (Years) Mortality Ratio < 15 1.86 IS-19 1.64 20-24 1.51 Nonsmokers Total 1 .oo 1.55 Age-adjusted mortality ratios for male cigarette smokers, by num- ber of cigarettes smoked per day and age began smoking, U.S. Vet- erans Study, 1954 cohort, 16-year follow-up Number of Cigarettes Smoked Per Day Age Began Mortality Smoking (Years) Ratio < 21 >20 1.36 < 21 < 20 1.56 > 21 > 20 1.59 > 21 < 20 1 .a2 Nonsmokers 1 .oo Inhalation Practice Death rates by inhalation practice were examined in the study of British doctors (Table 6). The mortality ratio for those who did not inhale was 1.28. This increased to 1.43 for those who did inhale. TABLE 6. Mortality ratios for cigarette smokers, by inhalation practice, British Doctors Study Mortality Inhalation Practice Ratio Smokers Who Inhaled 1.43 Smokers Who Did Not Inhale 1.28 Nonsmokers 1 .oo "Tar" and Nice tine The "tar" and nicotine content of cigarette smoke in relation to overall mortality was examined by Hammond, et al. (3) using the ACS data. Several important issues relative to the concept of less hazardous smoking were settled in this study, It has been generally accepted that the harmful effects of cigarette smoking 29 are proportional to the "tar" and nicotine levels delivered by the cigarette. For several years, the "tar" and nicotine levels of all the popular brands of cigarettes have been checked periodicahy by the Federal Trade Commission. This information has been made available to the public through various public and private agencies and is included in cigarette advertisements. Those who have decided not to quit or who have not been able to quit have been encouraged to switch to brands of cigarettes which deliver less "tar" and nico- tine. This pattern of smoking is thought to be one way of partially reducing the risks associated with smoking. Some persons in the scientific community have questioned whether or not there would be any substantial reduction in risk of mortality associated with such a switch. Smokers might increase the number of cigarettes smoked per day, thus keeping their intake of "tar" and nicotine relatively constant. Smokers switching to low "tar" and nicotine cigarettes may inhale the smoke more deeply into the lungs, thus tending to maintain a similar exposure to the toxic elements in the smoke. In the study by Hammond, et al. (3), "tar" and nicotine (T/N) levels were defined as follows: High T/N: 25.8-35.7 milligrams (mg.) "tar" and 2.0-2.7 mg. nicotine; Medium T/N: 17.6-25.7 mg. "tar" and 1.2-1.9 mg. nicotine; Low T/N: less than 17.6 mg. "tar" TABLE 7. Mortality ratios for all cigarette smokers in two time periods, by sex and "tar" and nicotine (T/N) content of cigarettes smoked* Sex Period Male 1 Male 2 Female 1 High TPJ 1 .oo 1 .oo 1 .oo Mortality Ratio Medium T/N 0.90 0.90 0.89 Low T/N 0.88 0.81 0.84 Female 2 1.00 0.87 0.82 Total 1 .oo 0.91 0.84 SOURCE: Hammond E-C.. et al. (3). *A matched-group analysis adjusted for several factors. See text. and less than 1.2 mg. nicotine. A matched group analysis was util- ized. Subjects within each group were matched for: (1) age, (2) race, (3) number of cigarettes smoked per day, (4) age began smoking, (5) place of residence (urban or rural), (6) history of hazardous oc- cupational exposure, (7) education, (8) history of lung cancer, and (9) history of heart disease. Matching was done separately for men and women in both time periods of the study. Within each matched group, the subjects were divided into three subgroups according to "tar" and nicotine (high, medium, or low). The entire group was discarded if it did not contain at least one subject in each "tar" and nicotine category. The adjusted number of subjects in Period 1 30 was 14,688 men and 30,176 women. In Period 2, there were 6,475 men and 15,342 women. The mean age of subjects in Period 1 was 53.6 years for men and 5 1.6 years for women; in Period 2, the mean age was 58.4 years for men and 56.7 years for women. Table 7 shows mortality ratios by sex and "tar" and nicotine content of the cigarettes smoked. In this instance, the mortality ratio for the high T/N smokers is represented as 1.00. There is a small but significant (p< 0.0005) reduction in the risk of dying with the use of lower T/N cigarettes. The mortality ratio was reduced to 0.91 for the medium T/N smokers and was further reduced to 0.84 for the low T/N smokers. A comparison was also made between the mortality experience of Iow T/N smokers and nonsmokers. Subjects were matched according to the same factors as the previous analysis with the exception of the number of cigarettes smoked per day. The adjusted number of subjects for Period 1 was 15,346 men and 32,702 women. For Period 2, ad- justed numbers were 6,822 and 16,803 for men and women, re- spectively. The mean age of subjects in Period 1 was 53.8 years for men and 52.3 years for women. In Period 2, the mean ages for men and women were 58.7 and 57.3 years, respectively. The mortality ratios for these matched groups are presented in Table 8. The death ratio for the low T/N group is 1.00, and that for nonsmokers is 0.66. The mortality ratio for the low T/N group is, therefore, approximately 50 percent higher than that for the nonsmokers. TABLE 8. Mortality ratios for smokers of low "tar" and nicotine (T/N) c@- arettes and nonsmokers in two time periods, by sex Sex Period Male 1 Male 2 Female 1 Female 2 Total SOURCE: Hammond E.C., et al. (3). Mortality Ratio Low T/N Nonsmokers 1 .oo 0.51 1 .oo 0.64 I .oo 0.76 1 .oo 0.71 I .oo 0.66 *A matched-group analysis adjusted for several factors. See text. Assuming that the composition of the two low T/N gOUpS was quite similar in these separate analyses, whese two sets of data 20 1.16 1.06 Total 1.52 1.18 TABLE 11. Mortality ratios for ex-smokers who quit smoking on doctor's orders and for other reasons, by number of cigarettes smoked per day, U.S. Veterans Study, 1954 cohort, 16-year follow-up Number of Cigarettes Smoked Per Day < 10 1 O-20 21-29 Mortality Ratio Quit on Quit for Doctor's Other Orders Reasons 1.42 1 .OO 1.48 1.17 1.53 1.30 >40 Total 1.60 I .32 1.52 1.18 TABLE 12. Mortality ratios for ex-smokers who quit smoking on doctor's orders and for other reasons, by age began smoking, U.S. Veterans Study, 1954 cohort, 16-year follow-up Age Began Smoking (Years) Mortality Ratio Quit on Quit for Doctor's Other Orders Reasons < 15 1.59 1.36 15-19 1.55 1.20 20-24 1.49 1.12 >2s 1.34 1.15 Total 1.52 1.18 A detailed study of the mortality experience of ex-smokers who stopped smoking for various reasons other than a doctor's order 33 TABLE 13. Mortality ratios for ex-smokers of cigarettes only, by years since Stopping, number of cigarettes smoked per day, and age began smoking, U.S. Veterans Study, 1954 cohort, 16-year follow-up Years Number of Since Ci8arettes Smoked Stopping Per Day < 10 >21 < 10 >21 < 10 < 21 < 10 < 21 > 10 >21 > 10 > 21 > 10 < 21 > 10 < 21 2i02: Mortality (Years) Ratio < 20 1.45 >20 1.27 < 20 1.21 >20 1.12 < 20 1.19 >20 1.07 < 20 1.08 >20 1.03 Nonsmokers 1.00 Total 1.18 is given in Figures I-4. This information is derived from the U.S. Veterans Study for men aged 55-64 who used to smoke from FIGURE l.-Annual probability of dying for current cigarette smokers, ex-smokers who quit less than 5 years ago, and never smokers, ages 5 5-64* qx 9.0 8.0 7.0 6.0 5.0 Current smokers ---- Ex-smokers L Never smokers 0.1 ' , , , , , , , , , , , , , , , , , 0 2 4 6 8 10 12 14 16 Years of Follow-up *U.S. Veteransstudy, 1954 cohort, 16-year follow-up. 34 FIGURE 2.-Annual probability of dying for current cigarette smokers, exsmokers who quit 5-9 years aeo, and never smokers, ages 55-64* qx 9.0 - 8.0 - 7.0 - 6.0 - 5.0 - 4.0 - 3.0 - r" 2.0 - .- 0" b Current smokers Ex-smokers Never smokers 2 E1 90" o"m 1.0 e $ 0.9 " f 0.8 z- cae cc a = 0.1 11111111111111111 0 2 4 6 8 10 12 14 16 Years of Follow-up *U.S. Veterans Study, 1954 cohort, 16-year follow-up. 21-39 cigarettes per day. The years since stopping smoking is con- sidered as a variable, and the mortality rates are compared with those of current cigarette smokers and nonsmokers. Annual proba- bilities of dying are plotted on a logarithmic scale. This results in a fairly smooth, linear pattern for both smokers and nonsmokers. The positive slope indicates increasing mortality with the passing of time of both smokers and nonsmokers. These lines also appear to run parallel or perhaps diverge slightly. This indicates an approxi- mately constant or slightly increasing excess probability of dying between cigarette smokers and nonsmokers over the 16-year period. For ex-smokers who quit less than 5 years prior to the beginning of the study, the probability of dying is at first nearly identical to that of smokers. (Fwe 1). Over the years, the probability gradually falls to a position approximately halfway between that of smokers and nonsmokers. Figures 2 and 3 show that with longer 35 periods of cessation the probability of dying more nearly ap- proaches that of nonsmokers. The probability of dying for ex- smokers who had stopped smoking for 15 or more years is virtually the same as that for nonsmokers for the entire 16year period (Figure 4). The mortality experience of British doctors who quit smoking indicates that there are benefits to quitting no matter how long one has smoked (Table 14). After 1 O-l 5 years of not smoking, the risk of dying for ex-smokers is similar to that of those who have never smoked (1 .l compared to 1 .O). It should be remembered that overall mortality examines the probability of dying from all causes. This masks the relative benefits of quitting for specific diseases. It is known that the risk of dying from ischemic heart disease is reduced almost immediately after cessation of smoking, FIGURE J.-Annual probability of dying for current cigarette smokers, ex-smokers who quit lo-14 years ago, and never smokers, ages 55-64* qx t::- 7 7.0 - 6.0 - 5.0 - 4.0 - 3.0 - c" 2.0 - .- p' b > .E a .c - 2; 1.0 2 8 ; f 0.9 0.8 22 =c a = 0.1 11111111111111111 0 2 4 6 8 10 12 14 16 Years of Follow-up Current smokers Ex-smokers Never smokers *U.S. Veterans Study, 1954 cohort, 16-year follow-up. 36 qx 2 7.0 6.0 5.0 FIGURE 4.-Annual probability of dying for current cigarette smokers, ex-smokers who quit more than 15 years ago, and never smokers, ages 5 S-64, 0-O Current smokers ---- Ex-smokers CJY Never smokers 0 2~ 4 6 8 10 12 14 16 Years of Follow-up *U.S. Veterans Study, 1954 cohort, 16-year follow-up. while the risk of dying from lung cancer decreases more slowly. Only the net or total effect is demonstrated in overall mortality figures. TABLE 14. Mortality ratios for ex-smokers compared to nonsmokers, by number of years since stopping and age, British Doctors Study Mortality Ratio Years Since Age Age All Stopping 30-64 >65 As= 0* 2.0 1.6 1.8 1-4 1.7 1.4 1.5 5-9 1.6 1.4 1.5 10-14 1.4 1.2 1.3 > 15 1 .l 1.1 1.1 Nonsmokers 1.0 1 .o 1.0 `Current Smoke- 37 PIPE AND CIGAR SMOKING Pipe and cigar smoking as related to overall and specific causes of mortality was last reviewed in the 1973 report of The Health Con- sequences of Smoking (8). The combustion products of pipe and cigar smoke contain many of the same chemical compounds found in cigarette smoke condensate. Since pipe and cigar smokers are less likely to inhale than cigarette smokers, they experience much lower mortality from certain diseases strongly associated with cigarette smoking. These include lung cancer, ischemic heart dis- ease, and chronic obstructive lung disease. They do have death rates that are virtually similar to those for cigarette smokers, how- ever, for cancers of the oral cavity, pharynx, larynx, and esophagus. It should not be inferred from the above that switching to a pipe or cigar will necessarily reduce the mortality risks experienced by a current cigarette smoker, particularly one who inhales. The reason for this is that a cigarette smoker who inhales would pro- bably continue to inhale after switching (8). Lower risks for pipe and cigar smokers may be associated with the lower prevalence of inhalation among these smokers and not with less hazardous to. bacco products. TABLE 15. Age-adjusted mortality ratios for pipe-only, cigar-only, and cigar- ette-only smokers, U.S. Veterans Study, 1954 cohort, 16.year folio w-up Type of Mortality Tobacco Ratio Pipe Only 1.07 Cigar Only 1.16 Cigarettes Only 1.55 Nonsmokers 1 .oo The U.S. Veterans Study contains the most detailed information concerning the mortality experience of pipe and cigar smokers. The mortality ratios for both pipe and cigar smokers are predictably greater than those for nonsmokers, and they are less than the mor- tality ratios of cigarette smokers (Table 15). Significant dose- response relationships were demonstrated for both pipe and cigar smokers by amount smoked and age began smoking. 38 The mortality ratio for cigar smokers increased from 1 .11 for those smoking 1-2 cigars per day to 1.39 for those smoking nine or more cigars per day (Table 16). The mortality ratio was 1.13 for TABLE 16. Age-adjusted mortality ratios for current cigar smokers, by num- ber of cigars smoked per day, U.S. Veterans Study, 1954 cohort, 16-year follow-up Number of Cigars Smoked Per Day l-2 3-4 5-8 >9 Nonsmokers Total Mortality Ratio 1.11 1.13 1.22 1.39 1 .oo q1.16 those who began smoking after the age of 25 and 1.22 for those who began smoking before the age of 15 (Table 17). Table 18 combines these variables and shows that the lowest mortality ratio for cigar-only smokers is 1.07 for those who smoked less than five cigars per day and began smoking after the age of 25. The highest mortality ratio of 1.28 was experienced by those who smoked more than five cigars per day and began smoking before the age of 25. Somewhat similar dose-response relationships were demonstrated for pipe-only smokers; however, the risk associated with pipe smoking is slightly less than that with cigar smoking (Tables 19, 20, and 2 1). TABLE 17. Age adjusted mortality ratios for current cigar smokers, by age be- gan smoking, U.S. Veterans Study, 1954 cohort, 16-year follow-up Age Began Smoking (Years) < I5 15-19 20-24 >25 Nonsmokers Total Mortality Ratio 1.22 1.23 1.16 1.13 1 .oo 1.16 39 TABLE 18. Age-adjusted mortality ratios for current cigar smokers, by nurn- ber of cigars smoked per day and age began smoking, U.S. Vet- erans Study, 1954 cohort, 16-year follow-up nunloer of 430 Cigars Smoked Began Smoking Per Day Wed <5 >25 2s >S < 25 Mortality Ratio 1.07 1.16 1.28 1.23 Nonsmokers 1 .oo Total 1.16 TABLE 19. Age-adjusted mortality ratios for current pipe smokers, by number of pipefuls smoked per day, U.S. Veterans Study, 1954 cohort, 16-year follow-up Number of Pipefuls Smoked Per Day 25 1.06 Nonsmokers 1.00 Total 1 .Ol 40 TABLE 21. Age-adjusted mortality ratios for current pipe smokers, by num- ber of pipefuls smoked per day and age began smoking, U.S. Veterans Study, 1954 cohort, 16-year follow-up Number of Pipefuls Smoked Per Day < 10 < 10 WlO > 10 Total Age Began Smoking (Years) > 25 < 25 > 25 >25 Mortality Ratio 1.03 1.05 1.12 1.12 1 .Ol The above discussion relates to those who have limited their lifetime smoking to cigars only or pipes only. Frequently, however, a smoker will have used tobacco in several different forms. For instance, a cigar smoker may be a former cigarette smoker and may occasionally smoke pipes. The U.S. Veterans Study contains data on the mortality ratios'of individuals who use tobacco in various forms. These data have been arranged so that the various patterns of smoking are arranged by increasing risk of mortality. Table 22 shows the age-adjusted mortality ratios of current cigar smokers who have or are using pipes and/or cigarettes. Smoking cigarettes and cigars is more risky, and smoking pipes and cigars is less risky than smoking cigars alone. TABLE 22. Age-adjusted mortality ratios for current cigar smokers, by use of other types of tobacco, U.S. Veterans Study, 1954 cohort, 16- year follow-up Tvoe of Tobacco Used Cigarettes Pipes Mortality Ratio Never Never 1.16 Never Current 1.10 Never Former 1.10 Former Former 1.10 Former Current 1.13 Former Never 1.23 Current Current 1.21 Current Never 1.30 Current Former 1.33 41 TABLE 23. Age-adjusted mortality ratios for current pipe smokers, by use of other types of tobacco, U.S. Veterans Study, 1954 cohort, 16- year follow-up Type of Tobacco Used Cinarettes Cigars Mortality Ratio Never Never 1 .Ol Never Current 1.10 Never Former 1.11 Former Former 1.14 Former Current 1.14 Former Never 1.10 Current Current 1.21 Current Never 1.28 Current Former 1.36 The mortality experience of pipe smokers is shown in Table 23. Pipe smoking alone is the least hazardous form of smoking. The combination of pipes and cigars is a less risky combination than the combination of pipes and cigarettes. It is interesting to note that when the pipe smoker divides his smoking three ways and uses both cigarettes and cigars in addition to pipe smoking, the mortal- ity ratio is less than if the time devoted to smoking is split two ways between pipes and cigarettes. Evidently to the extent that cigarettes are replaced there is a reduction in risk. The mortality ratios of current cigarette smokers who have or are using pipes or cigars is shown in Table 24. TABLE 24. Age-adjusted mortality ratios for current cigarette smokers, by use of other types of tobacco, U.S. Veterans Study, 1954 cohort, 16-year follow-up Type of Tobacco Used Cigarettes Cigars Mortality Ratio Never Never Never Former Former Former Current Current Current Never 1.55 Current 1.28 Former 1.41 Former 1.48 Current 1.36 Never 1.53 Current 1.21 Never 1.30 Former 1.33 42 I,~ the study of British doctors, Doll and Pete (1) reported that [llose who smoked only pipes or cigars experienced mortality rJfPs which were similar to, or only slightly above, those of men ,+llo did not smoke at all. Pipe and cigar smokers who a,lso used iic;lrettes had mortality ratios which were intermediate between &&e who only smoked pipes and cigars and those who smoked +arettes. These figures are presented in Table 25. T,+BLE 25. Age-adjusted mortality ratios for ail smokers, by type of tobacco used, British Doctors Study Type of Tobacco Used Pipe or Cigar Never Cigarettes Pipe or Cigar and Cigarettes Cigarettes Only Nonsmokers Mortality Ratio 1 .OQ 1.31 1.73 1 .oo SUMMARY OF SMOKING AND OVERALL MORTALITY 1. Overall mortality rates for cigarette smokers are about 70 percent higher than those for nonsmokers. 2. Overall mortality risk increases with the amount smoked. For the two-pack-a-day cigarette smoker, the risk of premature death is approximately twice that of the nonsmoker. 3. Overall mortality ratios of smokers compared to nonsmokers are highest at earlier ages and decline with increasing age. For cigar- ette smokers, the risk of premature death is twice that of non- smokers at age 40. 4. Overall mortality ratios are higher for those who begin smok- ing at a young age compared to those who begin later. For those who begin smoking before the age of 15, the risk of premature death is about 86 percent higher than that for nonsmokers. 5. Overall mortality ratios are higher for those smokers who in- hale than for those who do not. 6. There is about a 15 percent reduction in overall mortality risk for smokers of low "tar" and nicotine cigarettes (less than 17.6 mg. "tar" and less than 1.2 mg. nicotine) compared to those who smoke high "tar" and nicotine cigarettes (25.8-35.7 mg. "tar" and 2.0-2.7 mg. nicotine). 7. Overall mortality rates of low "tar" and nicotine cigarette smokers are about 50 percent higher than for nonsmokers. 8. Overall mortality rates of former smokers decline as the num- ber of years of cessation increase. After 15 years off cigarettes, death rates for former smokers are nearly identical to those of non- smokers. 9. Overall mortality rates of former smokers are directly pro- portional to the number of cigarettes the person used to smoke. 10. Overall mortality rates of former smokers are inversely pro- portional to the age at which the person began smoking. 11. Regardless of length of time smoked or number of cigarettes smoked, former smokers have lower mortality rates than continuing smokers, provided they are not ill at the time of cessation. 12. Overall mortality ratios for cigar smokers are somewhat higher than for nonsmokers. The U.S. Veterans Study showed a mortality ratio of 1.16, compared to 1 .O for nonsmokers. The overall mortal- ity ratio was 39 percent higher than the ratio in nonsmokers for men smoking nine or more cigars a day. A positive dose-response relationship exists between cigar smoking and mortality. 13. Overall mortality ratios for male cigar smokers are inversely proportional to the age at which the individual began smoking. 14. Overall mortality ratios for pipe smokers are only slightly higher than for nonsmokers. The mortality ratio in the U.S. Vet- erans Study was 1.07. Overall mortality ratios were 21 percent 44 higher than nonsmokers for men who smoked 20 or more pipefuls a day than for nonsmokers. A positive dose-response relationship exists between pipe smoking and mortality. 15. Overall mortality ratios of men who smoke cigarettes in com- bination with pipes and/or cigars are intermediate between those who smoke pipes or cigars only and those who smoke cigarettes only. Cigarette smokers who also smoke cigars or pipes have overall mortality rates approximately 30 percent higher than nonsmokers. REFERENCES 1. 2. 3. 4. 5. 6. 7. 8. 9. DOLL, R., PETO, R. Mortality in relation to smoking: 20 years' observa- tions on male British doctors. British Medical Journal 2(6OSl): 1525-1536, December 25, 1976. HAMMOND, E.C. Smoking in relation to the death rates of one million men and women. In : Haenszel, W., Editor. Epidemiological approaches to the study of cancer and other diseases. Bethesda, U.S. Public Health Service, National Cancer Institute Monograph 19, 1966, pp. 127-204. HAMMOND, E.C., GARFINKEL, L., SEIDMAN, H., LEW, E.A. "Tar" and nicotine content of cigarette smoke in relation to death rates. Environmen- tal Research I2(3): 263-274, December 1976. KAHN, H.A. The Dom study of smoking and mortality among U.S. veter- ans: report on 8-s years of observation. In: Haenszel, W., Editor, Epidemio- logical approaches to the study of cancer and other diseases. Bethesda, U.S. Public Health Service, National Cancer Institute Monograph 19, 1966, pp. l-125. ROGOT, E. Smoking and general mortality among U.S. veterans 1954-1969. U.S. Department of Health, Education, and Welfare. Washington, D.C., DHEW Publication No. (NIH) 74-S44,65 pp. U.S. DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE, U.S. PUBLIC HEALTH SERVICE. The Health Consequences of Smoking. A Public Health Service Review: 1967. Washington, D.C., Public Health Serv- ice Publication No. 1696, 1967, pp. 7-17. U.S. DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE, U.S. PUBLIC HEALTH SERVICE. The Health Consequences of Smoking. 1968 Supplement to the 1967 Public Health Service Review. Washington, D.C., 1968 Supplement to Public Health Service Publication No. 1696, 1968, 117pp. U.S. DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE, U.S. PUBLIC HEALTH SERVICE, HEALTH SERVICES AND MENTAL HEALTH ADMINISTRATION. The Health Consequences of Smoking, 1973. Washington, D.C., DHEW Publication No. (HSM) 73-8704, 1973, 249 pp. U.S. DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE, U.S. PUBLIC HEALTH SERVICE, CENTER FOR DISEASE CONTROL. Smok- ing and Health. Report of the Advisory Committee to the Surgeon General of the Public Health Service. Washington, D.C., Public Health Service Pub- lication no. 1103, 1964, 387 pp. 45 Appendix Smoking and Disease -What Must Be Done By Daniel Horn, Ph.D. Director, National Clearinghouse for Smoking and Health Reprinted from WHO Chronicle, 3 1:355-361(1977) HOW SMOKING CAUSES DISEASE Since the early 1950s when cigarette smoking was first implicated as a major cause of lung cancer in men, further research into the relationship between smoking and ill health has provided substantial additional data that support various theories about the mechanisms caused or enhanced by smoking, with regard to both mortality and morbidity. The following five mechanisms have been proposed: (1) Cigarette smoking starts a disease process that progressively produces irreversible damage, the end-effect of which is more or less proportional to the total dosage accumulated during the years of smoking. Cessation of smoking leaves the individual with functional impairments that neither improve appreciably nor, of themselves, continue to deteriorate-except perhaps as a result of aging or ex- posure to other harmful agents. Owing to the interference with normal mechanisms for clearing the respiratory tract and the de- struction of peripheral airways, this kind of process probably accounts for the high rates of chronic obstructive lung disease in cigarette smokers. A similar process seems to explain the high levels of atherosclerosis found in cigarette smokers; the almost contin- uously elevated level of carboxyhaemoglobin found in the blood of moderate to heavy smokers interacts with high levels of cholesterol to produce increased formation of atherosclerotic plaques. (2) Cigarette smoking starts a disease process characterized by continual repair and recovery until a critical point is reached when the process is no longer reversible. The total effect is related to cumulative exposure over the years, so that several short periods of heavy smoking could lead to the point of irreversibility. Unless this point has been reached, cessation of smoking results in a rapid decrease in risk. A mechanism of this kind probably accounts for both the high dose-response relationship in lung cancer and the ra- pid relative reduction in risk of lung cancer among populations of ex-smokers. Other sites of cancer related to cigarette smoking pro- bably also react in this way, which would correlate with the evi- dence that tobacco smoke contains both cancer-initiating and cancer-promoting substances. 47 (3) Cigarette smoking promotes rather than starts the disease process, either by directly supporting a developing pathological condition or by diminshing the body's normal capacity to defend itself against disease. By this mechanism, cigarette smoking could promote a subclinical disease to a clinically recognizable state or a mild disease to a more severe form or even increase the fatality rates of certain diseases. This mechanism might account for the slightly increased mortality rates for influenza or tuberculosis among smokers, although cigarette smoking itself is not the cause of these diseases. Furthermore, unless severe chronic obstructive lung disease or high levels of atherosclerosis have already developed, stopping smoking both lessens the severity of heart attacks and im- proves the recovery rates from them. (4) Cigarette smoking induces temporary conditions favouring a critical combination of events, which leads to disease, disability, and possible fatal consequences. For example, there is substantial evidence to support a theory that each cigarette can increase the probability of myocardial damage. This comes about through an increased demand for oxygen in response to the nicotine in cigar- ette smoke, at the same time that the carbon monoxide in the smoke has decreased the supply of oxygen by raising the carboxy- haemoglobin levels in the blood. Once this imbalance of supply and demand for oxygen is alleviated, the probability of myocardial damage would presumably revert to normal levels; in this instance, stopping smoking should bring about an almost immediate and sharp decline both in associated morbidity and mortality. (5) Cigarette smoking may be artificially related to excess disa- bility or death because of a close association with some other con- dition, which occurs at a high level in smokers and is itself re- sponsible for the disease. The generally accepted example of this mechanism at work is cirrhosis of the liver. Because many heavy drinkers of alcohol are also heavy smokers, the high rate of cirrhosis among cigarette smokers has sometimes been attributed to smoking. Some evidence does suggest that high levels of exposure to both cigarette smoking and alcohol produce an effect greater than that for alcohol exposure alone. Implications for action The different mechanisms described above are important for the evaluation of potential public health benefits that could result from programmes aimed at (i) inducing smokers to stop smoking, (ii) dissuading young nonsmokers from starting to smoke, or (in) changing the ingredients of cigarettes to make their smoke less harmful. For some types of associated morbidity and mortality there would be no benefits from any of these actions; for others, rather small benefits or substantial benetits taking place rather 48 rapidly or substantial benefits taking place slowly over a long period of time. For example, the greatest long-term benefits would result from dissuading youngsters from taking up smoking, but more im- mediate, albeit smaller, benefits could be derived from persuading adults to stop smoking, provided the programme reaches many of the individuals at greatest risk. In addition to taking these mechanisms into account in designing control efforts, there are certain epidemiological findings of special importance in this respect. First and foremost is the evidence that cigarette smoking seems to act in concert with many other risk factors so that the combined risk for almost any disease, on which cigarette smoking by itself has an effect, is sharply increased. For example, the radioactivity to which uranium miners under current mining conditions are exposed appears to have relatively little effect on lung cancer rates among nonsmokers; for smokers, how- ever, it appears to produce far higher lung cancer rates than those for smokers who are not exposed to radioactivity. Similarly, certain forms of chronic obstructive lung disease caused by sustained inhaling of particles and fibres are more com- mon and severe in those who smoke. This applies equally to bys- sinosis (caused by inhaling cotton fibres) and the fungus-produced respiratory problems experienced by pigeon breeders. Both smokers and nonsmokers exposed to asbestos fibres show elevated rates of asbestosis, but only the smokers manifest extremely high rates of lung cancer. With ischaemic heart disease also, cigarette smoking appears to combine with other generally accepted risk factors, i.e., hypertension and hypercholesterolaemia, to produce a multi- plicative, rather than simply an additive effect. On the other hand, there is evidence to suggest that certain endogenous factors, such as inherited susceptibility, can have an effect opposite to that of the exogenous factors just noted. Among women, for example, whose rates of ischaemic heart disease and chronic obstructive lung disease appear to be lower than those of men in most national and ethnic groups, even among nonsmokers, the effect of smoking at appar- ently equivalent dosage levels seems to be less. In sum, then, the design of specific control programmes needs to take into account the effect of smoking as an interaction of three influences: -dosage, i.e., the effective level of exposure to noxious substances in cigarette smoke, both accumulated and current -exposure to other elements that contribute to or produce the same disease process -susceptibility to the disease in the host population, presumably determined by genetic factors. As smoking habits may be more amenable to control than other important risk factors or high levels of host susceptibility, measures 49 aimed at reducing exposure to cigarettes can be expected to pro- duce substantial benefits. But whether to concentrate on short- term programmes for helping adults whose accumulated exposure may be approaching the critical point or longer-term efforts aimed at the youth or some combination of both requires careful identifi- cation of the groups that will benefit most from the planned con- trol measures. SMOKING BEHAVIOUR IN THE INDIVIDUAL Cigarette smoking represents a category of health problems that can be called personal choice health behaviour. This class of behaviour includes many normal ways of increasing the enjoyment of life or coping with its problems; it includes useful, frequently necessary, forms of behaviour that have varying degrees of social acceptability. For a more complete understanding of this sort of behaviour as it applies to smoking, it is helpful to look at its four stages: initiation, establishment, maintenance, and cessation or other modification. The initiation of smoking usually occurs with young people, frequently rather young children, and depends on how available cigarettes are to them, the degree of their curiosity about what smoking is like, and their need to conform with the behaviour of others-whether parents, older siblings, or peers-or to rebel against what seems like unreasonable proscriptions against smoking. Ac- cordingly, smoking is much more common among children of par- ents who are themselves regular smokers. As cigarette smoking be- comes widespread in a society, it tends to be taken up with increas- ing frequency by successive generations of young people. Many older people may also turn to it, especially if it serves as a substi- tute for a previously well-established behaviour pattern as was the case when many males switched to cigarettes from cigars and pipes in the years between 1920 and 1950. The establishment of smoking as a continuing habit in adoles- cents can be influenced by three groups of factors: a cost-benefit balance, common perceptual stereotypes, and psychological per- sonal structure and integration. The costs may be either those to the individual or to society and may reflect health concerns or eco- nomic or aesthetic values. The benefits are similarly varied, ranging from easing social contacts and reducing tension to enhancing the sense of pleasure. The perceptual stereotypes have to do with the mythology of what smoking is like, what smokers are like, and why people smoke, and are derived from both the brand-name advertis- ing of cigarettes and the counter-publicity of antismoking groups. No one pattern of psychological forces dominates the reasons either for or against smoking. Either smoking or not smoking can be a way of expressing the conflict between satisfying one's own de- sires and conforming to the demands and expectations of society 50 and its leading figures. Similarly, these opposite kinds of behaviour may reflect the individual's relative need to maintain control over his own behaviour and destiny as opposed to being subject to the control of others or the vagaries of chance. The maintenance of smoking behaviour is usually supported by the development of habituation or dependence-habituation tend- ing to reflect simply repetitive behaviour and dependence an in- creasing desire or need for the effects produced by the behaviour. In either case, prior to 1950, confirmed smokers tended to continue smoking unless they became too ill or had their supply of cigarettes interrupted by wartime shortages or economic deprivation. Since then, the threat to health posed by cigarette smoking has become sufficiently well known to millions of smokers to influence many of them towards trying to give up cigarettes or modifying their smok- ing in some way that would minimize its potential hazards. Whether a smoker considers the idea of cessation or other modifi- cation of his smoking habits and how successful he will be in this effort depends largely on a number of factors, such as his percep tion of the threat posed by his continued smoking, how psycho- logically useful his smoking is to him, and the environmental forces that either encourage or interfere with his efforts at behavioural change. Not only must the smoker be aware of a threat to his health, but he must perceive this as important and personally relevant, as well as feel able to alter his behaviour and accept as valuable the re- sults of such alterations. Psychologically, the smoker in the process of quitting must be able to deal both with the absence of the stimu- lation provided by cigarettes and with the sense of craving (for to- bacco) and other withdrawal symptoms. In this, he can be aided by social forces, interpersonal influences and mass communications, plus influences generated by health workers and other key groups in encouraging behavioural change. When these influences become significant to enough people, action will be taken through legisla- tion, changes in regulations, and changes in customs. A good exam- ple is the growing movement to "protect the rights of the non- smoker" by reducing his exposure to tobacco smoke produced by others. SMOKING BEHAVIOUR IN A SOCIETY New fashions in smoking tend typically to appear first among the younger, more affluent members of the adult population who form part of the upper classes of the society. In most developed coun- tries cigarette smoking increased sharply during the years between 19 10 and 1920 because of the switch to this form of tobacco use by young males taking up the habit for the first time and by older men who had hitherto smoked pipes and cigars. The increase in cigarette smoking was temporarily halted in many countries during 51 the Second World War because of tobacco shortages but soon re- sumed its upward course after the war and quickly made up for lost time. Also contributing to this increase were the larger numbers of women who began smoking cigarettes during and immediately after the 1940s. As with men thirty years earlier, cigarette smoking among women was at first confined mainly to the upper and upper- middle classes, but rapidly moved down the social scale to include a substantial number of middle and lower-class women. By the mid-1950s, when new information about the harmful effects of cigarette smoking began to receive widespread publicity, the growth of cigarette smoking began to be curtailed, first among men in the upper classes, then among males in the other social classes, and finally among adult women by the late 1960s. Of par- ticular interest is the phenomenon observed in the USA where the percentage of adolescent boys taking up cigarette smoking has grad- ually dropped, apparently in response to the intensive educational efforts begun in the late 195Os, while the percentage of adolescent girls taking it up has gradually risen. By 1974 the rates for boys and girls were almost identical and it seems likely that the continuous increase in the proportion of young girls taking up smoking has probably reached its limit, perhaps because "equality" in smoking with boys seems to have been achieved. However, despite the sub- stantial numbers of adults. who no longer smoke cigarettes, this increase in smoking by younger women in developed countries-at rates far higher than for their mothers and grandmothers-has caused the per capita consumption of cigarettes to continue to rise in these countries. The growth of cigarette smoking in developing countries is a sub- ject on which there is as yet little information. We do know that there have been large relative increases in smoking in some countries with low pre-1950 rates, but there are few reliable statistics to indi- cate the exact rate of growth. From anecdotal material, however, it is clear that cigarette smoking tneds to be taken up first by persons having the closest first-hand association with people from the devel- oped countries, i.e., the professional, political, and business leaders of those countries. Although the relatively high cost of cigarettes and the low standards of living in many developing countries may have prevented cigarette smoking from increasing as rapidly as it might otherwise have done, recent improvements in the economic conditions of some of these countries have provided a strong incen- tive for cigarette makers to launch aggressive marketing campaigns aimed at offsetting the more static markets for cigarettes in devel- oped countries, brought on in part by changed attitudes toward smoking. Although there is no scientifically acceptable evidence to prove that advertising has contributed to the growth of cigarette use, and although cigarette smoking has, in fact, grown sharply in 52 some countries without the help of advertising, the overwhelming aura of respectability and social acceptance conveyed by wide- spread advertising has almost certainly been an important factor in stimulating increased smoking. BARRIERS TO SUCCESSFUL CONTROL The main barriers to the successful design and implementation of control programmes are the following: (1) Gaps in medical and epidemiological knowledge. At present, the knowledge of the effect of smoking on health and of how this manifests itself is sufficiently complete to convince the overwhelm- ing majority of medical scientists and nearly as much of the general public in developed countries of the hazards involved. However, to direct control actions toward persons and groups that would benefit most from them, we need better means of identifying those at greater risk. At the moment our means of doing this are limited to identifying persons at the highest level of dosage exposure, those with concurrent exposure to other risk factors that increase the likelihood of lung cancer, ischaemic heart disease, or chronic ob- structive lung disease, and those from ethnic groups with a high prevalence of these smoking-related diseases. Thus, earlier and mote precise measurement of the effect of cigarette smoking on an indi- vidual or a group of individuals would provide an important basis for sharpening the direction of control action. (2) Economic and political conflicts. In the early years after cigarette smoking was identified as a serious health problem, the economic and political influence of tobacco farmers and the impor- tance of receipts from the sales and taxation of cigarettes undoubt- edly impeded the development of political support in this area from governments. However, as the medical and epidemiologcal case against smoking became clearer and the costs to society in death and early disability were better identified, these economic and political barriers to control action have begun to be lowered, albeit rather slowly. Similarly, the importance of individual rights has grown, at first in preventing control actions that would infringe on the rights of smokers and, more recently, in restricting smoking in public places so as to protect the rights of nonsmokers. On another front, efforts to develop less harmful substitutes for tobacco have recently resulted in the marketing of cigarettes par- tially made from such substitute materials. With these cigarettes the problem in health terms is the difficult one of ensuring that they are at least no more harmful than cigarettes made wholly from tobacco. In economic and political terms, they pose a significant threat to tobacco as an agricultural product because if they became 53 widely accepted they could cause the world demand for tobacco to shrink by as much as fifty per cent. (3) Lack of knowledge on smoking behaviour. Because of gaps in our knowledge of smoking behaviour, we are unable to be more help- ful in assisting individuals who wish to quit smoking. In the USA, for example, during the decade from the early 1960s to the early 197Os, when the climate of social support for giving up smoking improved sharply, the spontaneous success rates for those who tried to give up smoking more or less permanently nearly trebled to about 40%. However, even in this favourable climate, only about one person in three who tried to stop smoking was successful. These figures do not include the many persons who did not even try to give up smoking; although they accepted the fact that they would be better off if they did so, they were unwilling to expose themselves to the risk of failure. Despite the numerous attempts that have been made to develop systematic therapeutic programmes for helping people to quit smoking, on either an individual or a group basis, these have had no better results than the spontaneous success rates just mentioned, a record probably influenced by the tendency of these programmes to attract smokers with a history of previous failure, with whom the prospects of success are quite low. Much the same can be said of attempts to develop low-cost self-aids for individuals, as a substitute for costly professional therapy, and of pharmacological aids; although these aids have had some success, their effects have been limited and they are in need of further improvement. Another area suffering from a lack of knowledge is our ignorance of the full potential of the effect of various regulatory and legisla- tive aids such as increasing the price of cigarettes, differential taxation to promote one type of cigarette as against another, restrictions on places where smoking is permitted, restrictions on the ease of purchase and general availability of cigarettes, and the effect of reducing or banning cigarette advertising and promotional activities. Although there is some evidence to suggest that these actions are useful, the benefits achieved have not been adequately evaluated under controlled conditions. A third area affected by the lack of knowledge is health educa- tion of the young and the development of more successful pro- grammes to dissuade young people from taking up smoking. Although much is known about some of the principles contributing to effective health education of the young, these have not yet been incorporated into programmes, which could provide convincing evidence of their ability to reduce smoking. Without such evidence, it is difficult to gain support for making widespread and expensive changes in educational programmes. 54 (4) Lack of communication and coordination. Occasional inter- national conferences and sporadic reviews of the smoking problem, no matter how well thought out, are no substitute for a continuing system of communication and information exchange. The three international conferences on smoking that were held in 1967, 1971 and 1975 and the resolutions on the subject adopted by the World Health Assembly in 1970, 197 1, 1975 and 1976 represent efforts to support and encourage international action, but they have not resulted in any system for ensuring that this takes place. National programmes that have attempted to deal with the total problem, such as the National Clearinghouse for Smoking and Health in the USA, have provided systematic annual bibliographical publications and literature reviews, which have made this task easier, but such programmes must be augmented by systematic attempts to facili- tate communication and enhance cooperative efforts. WHAT IS TO BE DONE? In the face of these obstacles and the indifferent success of control efforts to date, it is clear that a much more systematic and multi- faceted international attack will have to be mounted on the hazards of smoking if this public health problem is to be reduced; equally, this attack must be a coordinated one so that maximum benefit is derived from separate national efforts against different aspects of the problem. In its coordinating role on international health mat- ters, WHO is ideally situated to undertake this task. Some of the key areas in need of immediate attention are: o Expert advice. Because of the multidisciplinary nature of the problem, current control efforts are too often fragmented and piecemeal. What is needed is a small panel of international experts, operating under the aegis of WHO and comprised of behavioural scientists, economists, sociologists, toxicologists, pharmacologists, etc., in addition to public health workers, to provide national, regional and international programmes with ready access to the best available advice on the probable effectiveness of various measures. o Monitoring the problem. Far too little is known about the vari- ous factors that affect smoking and smoking behaviour in different countries; the available information is often collected in sufficiently different ways to make comparisons and extrapolations from na- tional experience impossible. There is thus the need not only for greatly expanded collection activities but also for countries to be informed about what sort of information to collect and in what way so that national efforts will reinforce one another and provide the basis for global analyses. o Information exchange. In addition to the dearth of information, there is not enough cross-dissemination of available data to permit making the best use of it. This gap could be fdled by periodic news- letters, compiled by WHO from national contributions, and by occasional regional and international conferences. ' i' o Economic implications. If cigarette smoking i$ reduced by a sub- stantial amount or the use of tobacco substitutes in cigarettes is found to be safe and is widely adopted, then the economies of tobacco-producing countries will be adversely affected. Although we are far from this point at present, it is none too early to begin considering alternative employment of tobacco lands and farmers and the other economic effects of this process. o Research. Virtually all aspects of the programme to control smoking can benefit from more systematic research-ranging from the epidemiological aspects that would identify better predictive measures of dosage, through research into why people smoke and what educational and other methods are best calculated to limit smoking, to the development of various aids and methods to help people stop smoking. In the latter instance, to cite just one exam- ple, there has been no reliable or systematic testing of the useful- ness of the various commercial products that claim to help a person stop smoking. 56 ~cs 03/06/79 informatics inc 6911 Kenil-h *mm cs IV INDEX ABRUPT10 PLACENTAE (See a&o PERINATAL MORTALITY) maternal smoking levels and, 3, 7 smokers vs. nonsmokers, 3, 8 ADOLESCENTS smoking habit, 50, 52 ADVERTISING effect on cigarette consumption, 52 53 AGING effect on mortality ratios in smokers, 28 effect on mortality ratios in ex- smokers, 36-37 AMERICAN CANCER SOCImY STUDY methodology, 2526 ANTISMOKING CAMPAIGNS (See also PREVENTION OF SMOK- ING) short and long term strategies, 43-50 BIRTH WEIGHT effect of carbon monoxide in rabbits, 12 effect of cewation of smoking during PEgnanCY, 2 effect of maternal smoking, 14 fetal and maternal carboxyhemoglo- bin levels and, 9-10 matemal smoking and, 11, 13 BLOOD VESSELS effect of carboxyhemoglobin on fetus and placenta, 9 effect of smoking, 13 BREAST FEEDING (See aleo LACTATION) effect of nicotine on infanta, 15 BRITISH DOCTORS STUDY methodology, 26!Z7 CARBON MONOXIDE effect on pregnancy, 9-13 effect on birth weight and neonatal mortality in rabbits, L2 low birth weight infants and, 12 CARBOXYHEMOGLOBIN effect on fetal and placental blood vessels, 9 effect on oxygen transport in fetw 11 CARBOXYHEMOGLOBIN LEVELS birth weight and, 9-10 birth weight in rabbits and, I2 effect of maternal smoking on fe- tavmatemal ratio, 11 effect of smoking in pregnant vs. nonpregnant women, 9-10 CARDIOVASCULAR DISEASES (See also ISCHEMIC HEART DISEASE; MYOCARDIAL INFARCT; THROMBOEMBOLISM) mortality risk in oral contraoeptive users and smokers, 13-14 oral contraceptives and smoking and, 13-15 CESSATION OF SMOKING (See aho EX-SMOKERS; SMOKERS vs. Ex-sMOKERs) effect on biih weight in offspring, 2 effect on ischemic heart d&ease mar- tality risk, 36 effect on lung neoplasm mortality risk, 37 effect on mortality ratea and ratios, 32-37,4142 health benefits, 43-50 CHILDREN effect of maternal smoking during pregnancy on intellectual and physical development, &9 smoking habit., 50, 52 57 B hlkmmmRocgino-~ H,cs 03/06/79 informatics inc 6811 Karmalh A- R-w20840 . 301 8887700 INDEX CIGARETTE CONSUMPTION effect of t&acco industry advertis- ing,5%53 CIGARElTES, LESS HAZARDOUS health benefits, 43-49 mortality ratios in low va medium vs. high tar/nicotine smokers, 30- 31 mortality ratios in low tar/nicotine smokers vs. nonsmokers, 31 coNTRAcEPTIvEs, ORAL eardiovascldar ciileaw and smoking and, l3-15 myocardial infarct and smoking and, 1815 DDT effect of maternal smoking on levels in breast milk, 15 EX-SMOKERS (See ah CESSATION OF SMOKING; SMOKERS vs. Ex-sM0KEss) bii weight in offspring, 2 mortality ratios, 32-33 FETUS (See aleo BIRTH WEIGHT; PERINA- TAL MORTALITY) effect of carboxyhemoglobin on blood vessele, 9 effect of maternal smoking on oxy- gen transport, 11-12 HEREDITY role in disease etiology, 49 INHALATION effect on mortality ratios in ciga- rette smokera, 29 effect on mortality ratios in cigar vs. pipe smokers, 33 INTELLECTUAL DEVELOPMENT effect of maternal smoking levels during pregnancy on offspring, 3-9 ISCHEMIC HEART DISEASE (Ses also CARDIOVASCULAR DIS- EASES) mortality risk, effect of cessation of smoking, 36 LACTATION (See also BREAST FEEDING) effect of maternal smoking, 15 LUNG NEOPLASMS mortality risk, effect of cessation of smoking, 37 MORTALITY annual probability of dying in smok- em va nonsmokers va ex-smokers, 34-37 cardiovascular diwases, risk in oral contraceptive users and smoke=, 13-14 cigarette va cigar vs. pipe smokers, 38 effect of smoking, 21-45 my&al infarct, rati in orai con- traceptive users and smokers, l3- 14 summary of the 1964 Surgeon Gener- al's Report findinga, Z-23 summary of the 196'7 He&h Con&?- qutmeea of Smoking findings, 29 MORTALITY RATIOS cigarette va cigar vs. pipe smokers, 38, 41-45 effect of inhalation, 29$3 effect of smoking duration in cigar smokers, 39 effect of smoking duration in ciga- rette smokers, 2829 effect of smoking duration in pipe smokers, 39-41 effect of smoking levels in cigar smokers, 39-40 effect of smoking levels in cigarette smoke-m, 27-29 effect of smoking levels in pipe smokers, 39-41 ex-smokere, 32-37 low tar/nicotine smokera va non- smokers, 31-32 low vs. medium va high tar/nicotine smokem, 33, 41-43 MYOCARDIAL INFARCT (See also CARDIOVASCULAR DIS- EASES) mortality rate in oral contraceptive users and smokers, 13-14 oral contraceptivea and smoking and, 13-15 NATIONAL CHILD DEVELOPMENT STUDY, 3-9 NATIONAL CLEARINGHOUSE FOR SMOKING AND HEALTH effect of maternal smoking on preg- nancy, survey of public aware- ness, 16 role in prevention of smoking, 55 HCS 03/06/79 informatics inc cs `h INDEX NICOTINE rffect on breastcfed infants, 15 effect on mortality ratios, 30-31 NEONATAL MORTALITY effect of carbon monoxide in rabbits, 12 ONTARIO PERINATAL MORTALITY STUDY, 3 OXYGEN TRANSPORT effect of carboxyhemoglobin on fetus, 11 * effect of maternal smoking on fetus and mother, 11-12 ' pSRINATAL MORTALITY (,$ee also ABRUPT10 PLACENTAE; BIRTH WEIGHT; PLACENTA PREVIA; PREMATURITY; STILL- BIRTHS) effect of maternal smoking, 23, 7 maternal smoking and, 13 risk factors, 2-3 PHYSICAL DEVELOPMENT effect of maternal smoking levels during pregnancy on offspring, a-9 PLACENTA effect of carboxyhemoglobin on blood vessels, 9 PLACENTA PREVIA (See also PERINATAL MORTALITY) maternal smoking levels and, 3-4, 7 smokers vs. nonsmokers, 3-4, 8 PREGNANCY effect of carbon monoxide, 9-13 effect of maternal smoking, 1-13 effect of maternal smoking, public awareness, 1516 PREMATURITY (se also FETUS; PERINATAL MOR- TALITY) maternal smoking levels and, 3-4 PREVENTION OF SMOKING (See atso ANTISMOKING CAM- PAIGNS) barriers to successful control, %-% health benefits, 43-56 international programs, future needs, 55-56 SMOKE, CIGARETTE (See also SMOKING) synergistic action in disease etiology, 49 SMOKERS, CIGAR mortaiity ratios, 33-43 mortality ratios, effect of smoking duration 33-39 mortality ratios, effect of smoking levels, 3840 SMOKERS, PIPE mortality ratios, 33-43 mortality ratios, effect of smoking duration, 3341 mortality ratios, effect of smoking levels, 33-41 SMOKERS vs. EX-SMOKERS (See a&o CESSATION OF SMOKING; EX-SMOKERS) annual probablity of dying, 34-37 SMOKERS vs. NONSMOKERS abruptio pI&?en&, 3, 5-6, 8 annual probability of dying, 34-37 birth weight in offspring, 4 membrane rupture during pregnancy, 7-3 myocsrdial infarct in oral contracep- tive users, 13-15 perinatal mortality, 5 placenta previa, 3-4, 6, 3 prematurity, 4 SMOKING (S% o4.so SMOKE, CIGA- RETTE; SMOKERS, CIGAR; SMOKERS, PIPE; SMOKING DU- RATION; SMOKING LEVELS; SMOKING, MATERNAL) effect on blood vessels, 13 effect on carboxyhemoglobin levels in pregnant vs, nonpregnant women, 11 effect on mortality, 21-45 in etiology of disease, review of mechanisms, 47-49 synergistic action in disease etiology, 49 SMOKING AND HEALTH research needs, 53-56 SMOKING DURATION (See ah EX-SMOKERS; SMOKERS, CIGAR; SMOKERS, PIPE; SMOK- ING; SMOKING LEVELS) effect on mortality ratios in cigar smokers, 3339 effect on mortality ratios in ciga- rette smokers, 23-29 effect on mortality ratios in ex- smokers, 3234 INDEX effect on mortality ratios in pipe smokers, 3&11 SMOKING HABIT children and adolescents, 50, 52 initiation, establishment, maintenance and modification, 50-51 research needs, 53-54,56 trends in 20th Century, 51-53 women, 1 SMOKING LEVELS (See dao SMOKERS, CIGAR; SMOK- ERS, PIPE; SMOKING; SMOKING DURATION; SMOKING LEVELS, MATERNAL) effect on mortality ratios in cigar smokers, 33-40 effect on mortality ratios in ciga- rette smokers, 2'7-29 effect on mortality ratios in ex- smokers, 3234 effect on mortality ratios in pipe smokers, 3341 effect on myocardial infarct risk in oral contraceptive users, 1415 SMOKING LEVELS, MATERNAL (Sa aiao SMOKING, MATERNAL) abruptio placentae and, 3, 5, 7 bleeding during pregnancy and, 3, 7 effect on birth weight, 24 effect on carboxyhemoglobin levels, 10 effect on intellectual and physical development in offspring, 3-9 effect on perinatal mortality, 3, 5, 7 membrane rupture during pregnancy and, 3, 7 prematurity and, 3-4 placenta previa and, 3-4, 7 SMOKING, MATERNAL (See aleo SMOKING LEVELS, MATER Nfi) effect on birth weight, l-2 effect on DDT levels in breast milk, 15 effect on fetal/maternal carboxyhem- oglobin ratio, 11 effect on intellectual and pbyaical development in offspring, 3-9 effect on lactation, 15 effect on oxygen transport in fetus and mother, 11-12 effect on perinatal mortality, 2-3 effect on pregnancy, 1-13 effect on pregnancy, public aware- ness, 15-16 effect on umbilical artery, 13 low birth weight and, 13 perinatal mortality and, 13 stillbirths and, 8 STILLBIRTHS (,See also PERINATAL MORTALITY) maternal smoking and, 8 THROMBOEMBOLISM (See also CARDIOVASCULAR DIS- EASES) mortality rate in oral contraceptive users and smokers, 14 TOBACCO INDUSTRY effect of advertising on cigarette sales, 52-53 UMBILICAL ARTERY effect of maternal smoking, 13 U.S. VETERANS STUDY methodology, 26 WOMEN smoking habit, 1 summary of smoking related health problems, 17